---
name: performance-improvement-plan
description: |
  Creates a performance improvement plan (PIP) with specific behavioral deficiencies, measurable improvement targets, timeline, support resources, and consequences using structured PIP methodology. Use when the user asks about performance improvement plans, PIPs, managing underperformance, or documenting employee performance issues.
  Do NOT use for regular performance reviews (use performance-review), coaching conversations, or termination documentation.
license: Apache-2.0
metadata:
  author: foundry-skills
  version: "1.0.0"
  tags: "template planning strategy guide checklist"
  category: "business-strategy"
  subcategory: "human-resources"
  depends: ""
  disclaimer: "none"
  difficulty: "intermediate"
---
# Performance Improvement Plan

## When to Use

**Use this skill when:**
- A manager needs to formally document an employee's sustained underperformance after informal coaching has not produced durable improvement -- typically after 2 or more documented conversations over 4+ weeks with no measurable change
- An HR professional or manager needs a legally defensible PIP document that will withstand scrutiny in a wrongful termination claim or employment tribunal
- A user needs to structure a formal improvement plan for quantifiable performance gaps: missed quota, below-threshold output, chronically late deliverables, recurring quality failures, or attendance patterns that meet the definition of excessive under policy
- A manager is preparing to address underperformance in a protected class employee and needs documentation rigor that demonstrates consistency with how similar performance issues are handled for all employees
- An organization needs to create a repeatable PIP methodology that HR can standardize across departments and managers
- A user needs to document a role-specific performance gap where the expected standard has already been communicated (in writing via job description, onboarding documentation, a prior review, or a stated goal) but is not being met
- A user is managing a remote or hybrid workforce where performance documentation is especially critical because in-person observation is limited and objective output data must substitute for behavioral observation

**Do NOT use this skill when:**
- The performance issue is a single incident -- isolated mistakes, one bad quarter, or a first-time policy violation belong in a documented coaching conversation or formal written warning, not a PIP (use a coaching conversation framework or disciplinary documentation)
- The user wants a standard annual or quarterly performance review (use `performance-review` skill)
- The user needs termination documentation, separation agreements, or severance language -- all of those require legal counsel and are outside this skill's scope
- The situation is gross misconduct (theft, harassment, fraud, violence, serious policy violation) -- gross misconduct is a disciplinary and potentially criminal matter, not a performance matter
- The role is being eliminated -- a PIP created for an employee whose position is being made redundant is dishonest, legally dangerous, and ethically indefensible; use a layoff or role-elimination process instead
- The performance gap is entirely the result of organizational failure (tools not provided, role expectations never clearly communicated, manager never gave feedback) -- address the systemic issue first before placing accountability on the individual
- The user wants an informal feedback script or coaching conversation template -- PIPs are formal employment documents with legal significance and should not be used for routine feedback delivery
- The performance issue has already escalated to a decision to terminate -- initiating a PIP after the termination decision has been made creates fraudulent documentation and exposes the organization to significant legal risk

---

## Process

### Step 1: Determine Whether a PIP Is Legally and Ethically Appropriate

Before drafting a single word, the AI must help the user assess whether conditions for a PIP are met.

- **Consistency check:** Has this type of performance issue resulted in PIPs for other employees in similar roles? Applying PIPs selectively creates disparate treatment claims. If comparable underperformers were coached informally and not given PIPs, a PIP for this individual -- especially if they are in a protected class -- creates legal exposure.
- **Prior feedback check:** There must be at least one documented prior conversation (email, meeting notes, review excerpt, or written warning) where the performance standard was communicated and the gap was named. A PIP cannot be the first notice.
- **Capability vs. willingness assessment:** Distinguish between "cannot do the job" (skill gap) and "will not do the job" (motivation or conduct issue). A skill gap warrants training support; a willingness issue may indicate a conduct or disciplinary path is more appropriate. PIPs work best when the employee has demonstrated capability but has stopped applying it consistently.
- **Role expectations documented:** The standard the employee is failing to meet must exist in writing -- job description, goal-setting documentation, employee handbook, or a prior written review. You cannot hold someone to a standard you have not communicated.
- **HR consultation recommendation:** Always recommend that the user involve HR before delivering a PIP. Many organizations require HR pre-approval. Even where it is not required, HR involvement protects both the manager and the company.
- **Timeline of performance decline:** Gather data on when performance degraded, from what baseline, and whether any organizational or personal factors coincide (new manager, restructuring, personal hardship disclosure, medical leave). This context shapes both the PIP and the legal defensibility of the process.

---

### Step 2: Define Specific, Dated, Observable Performance Deficiencies

Each deficiency in the PIP must pass a four-part test: it must be **observable**, **measurable**, **job-related**, and **previously communicated**. The AI should help the user construct each deficiency rigorously.

- **Observable:** The behavior or output can be seen, heard, counted, or measured -- not inferred from personality or attitude. "Sends client emails with factual errors in pricing" is observable. "Has a bad attitude toward clients" is not.
- **Measurable:** There is a quantifiable or otherwise objective way to evaluate it. Use frequency ("missed 4 of 6 weekly report deadlines"), rate ("project completion rate fell from 92% to 61%"), accuracy ("error rate of 18% against team average of 4%"), or threshold ("quota attainment at 51% against minimum acceptable standard of 75%").
- **Job-related:** The standard must tie directly to role requirements, not personal characteristics or preferences.
- **Previously communicated:** Include the dates, medium (email, 1:1, formal review), and substance of prior feedback conversations. Pull exact quotes from emails if available.
- **Limit deficiencies to 2 to 3 areas.** A PIP listing 6 or more deficiencies is functionally a termination notice in disguise. It overwhelms the employee, makes improvement virtually impossible, and signals to a tribunal that the employer was cataloging reasons to fire rather than offering a genuine improvement opportunity.
- **Use a comparison baseline where possible:** "Team average close rate is 28%; employee's close rate is 11% over the same period." Relative data is significantly more defensible than absolute thresholds alone.
- **Exclude subjective impressions:** Language like "doesn't seem engaged," "has a negative energy," or "team doesn't like working with them" should not appear anywhere in the PIP unless it is converted into observable, specific behavioral examples.

---

### Step 3: Construct SMART Improvement Targets for Each Deficiency

Each deficiency must have a corresponding improvement target that is Specific, Measurable, Achievable, Relevant, and Time-bound (SMART). The AI should pressure-test every target for achievability.

- **Specific:** The target describes exactly what acceptable performance looks like, not a direction of improvement. "Achieve 80% of monthly quota" is specific. "Improve sales performance" is not.
- **Measurable:** Identify the exact metric and data source. For sales: CRM-reported closed revenue. For operations: project tracking software completion flags. For customer service: CSAT scores from the ticketing system. For writing roles: revision cycle count and editor feedback scores.
- **Achievable:** The target must be reachable within the PIP timeframe for someone who is genuinely trying. A useful heuristic -- if the employee would need to perform at the 90th percentile of their peer group to meet the PIP target, the target is punitive, not corrective. Set targets slightly below the team median, not at the top of the peer group.
- **Relevant:** The target must directly address the named deficiency. Do not introduce new expectations during a PIP period.
- **Time-bound:** Assign targets to specific weeks or dates within the PIP, not just the end date. A 60-day PIP should have targets at day 30 (showing trajectory) and day 60 (final standard). This creates a progress arc rather than a binary pass/fail at the end.
- **Distinguish ramp targets from final targets:** For skill-based gaps, it is appropriate to set a lower Week 4 target and a higher Week 8 target, acknowledging a learning curve. For output-based gaps (attendance, quota), the standard should be consistent throughout.
- **Specify the evidence source explicitly:** Do not leave the measurement method ambiguous. Name the system, the report, the person who will evaluate, or the checklist that will be used.

---

### Step 4: Determine the Appropriate Timeline

The PIP duration must match the type and complexity of the performance gap. Selecting the wrong duration is a common mistake that undermines the plan.

- **30-day PIP:** Appropriate only for clear, quantifiable, near-real-time metrics where the employee already has all necessary skills. Examples include attendance or punctuality patterns, report submission timeliness, or a specific repetitive output volume target. A 30-day timeline for a skill development gap is almost always too short to demonstrate genuine improvement and will appear retaliatory in a legal challenge.
- **60-day PIP:** The most common and generally appropriate duration for role-specific performance gaps that involve some skill application or judgment -- sales performance, project delivery quality, customer interaction standards. Provides enough time to see a trend, hold a meaningful midpoint review, and allow course correction.
- **90-day PIP:** Reserve for complex, multi-competency performance issues, or situations where the manager has genuine belief in the employee's potential and wants to provide a full recovery runway. Also appropriate when the employee's role has changed recently and they are adjusting to new expectations. Note that 90-day PIPs carry higher risk of becoming unfocused -- build in at least three formal check-in milestones.
- **Check-in cadence:** Weekly 1:1 meetings specifically designated as PIP check-ins (not merged with regular 1:1s) are standard for 30- and 60-day PIPs. For 90-day PIPs, bi-weekly formal check-ins supplemented by weekly brief progress notes work well.
- **Midpoint review:** Mandatory for any PIP longer than 30 days. The midpoint review must involve HR, must produce written documentation of progress to date, and must include a formal determination: on track, at risk, or not meeting expectations. The midpoint review also gives the employee the opportunity to surface blockers or resource needs that should be addressed before the final assessment.
- **Extend only in exceptional circumstances:** PIP extensions should be rare and only granted when progress is visible but incomplete due to factors partly outside the employee's control (e.g., a key project was delayed by a third party). Extensions granted to employees showing no progress are generally not defensible and signal that the manager is not prepared to follow through on stated consequences.

---

### Step 5: Specify Substantive Support Resources

A PIP that only demands improvement without providing support is not a genuine improvement opportunity -- courts and employment tribunals recognize this distinction. The support section must reflect real commitment.

- **Training specificity:** Name the actual training or development resource. "Sales methodology training" is weak. "Enrollment in the company's Challenger Sales training program, starting [date], 4 hours per week for 3 weeks" is substantive. If no formal training exists, specify coaching sessions with a named internal resource.
- **Manager time commitment:** State the specific manager investment explicitly. "Weekly 60-minute PIP check-in on Tuesdays at 10:00 AM" creates accountability. Vague commitments like "increased manager support" are unenforceable.
- **Workload adjustment:** In some cases, temporarily reducing non-core workload during the PIP period allows the employee to focus on the areas where improvement is needed. This is especially appropriate for complex skill development PIPs. Be specific: "Administrative responsibilities for the quarterly reporting process will be assigned to [colleague] for the duration of this PIP to allow [Employee] to focus on client-facing activity."
- **Peer pairing or mentoring:** Where a more experienced colleague or mentor is being provided, name the person, define the format (weekly 30-minute coffee chat, joint client calls, code review sessions), and specify the duration.
- **Tool and access gaps:** If the performance issue is partly attributable to a tool, data, or access gap, that gap must be closed before the PIP is initiated. The PIP document should confirm that these resources have been or will be provided by a specific date.
- **Employee input on support:** Best practice is to ask the employee "What would help you succeed?" during the PIP initiation meeting and incorporate their suggestions where feasible. This demonstrates good faith and sometimes surfaces legitimate resource gaps the manager was unaware of.

---

### Step 6: Draft the Consequences Section With Legal-Standard Precision

The consequences section is where many managers become vague out of discomfort -- and that vagueness creates legal and ethical problems.

- **Negative consequence language** must state clearly that failure to meet PIP targets "may result in further disciplinary action, up to and including termination of employment." The phrase "may result" is standard -- it preserves employer discretion while giving clear notice. Do not soften this to "may require further discussion" or omit it entirely.
- **Positive outcome language** is equally important and legally significant. State clearly: "If all improvement targets identified in this plan are met by [end date], this PIP will be formally closed. [Employee Name] will return to standard performance management and no further action will be taken based on the deficiencies documented in this plan." This gives the employee a genuine incentive to improve and makes clear the PIP is not a fait accompli.
- **Partial success scenario:** Some PIP periods result in improvement in some areas but not all. The document should note that the outcome determination will be based on overall progress across all stated targets, and that partial improvement will be evaluated by HR and the manager at the final review.
- **Avoid pre-commitment to outcome:** Do not write language that says "if targets are not met, your employment will be terminated." This removes employer discretion and may force a termination in circumstances where a transfer, demotion, or further action would be more appropriate.
- **Post-PIP monitoring language:** Include a statement that even after a successful PIP closure, performance will continue to be monitored, and a recurrence of the same deficiencies within 12 months may result in expedited disciplinary action.

---

### Step 7: Assemble and Deliver the Complete Documentation Package

The PIP document is one component of a package that must be prepared before delivery.

- **PIP document itself:** All sections fully populated with specifics. The document should be reviewed by HR (and legal counsel for senior employees, highly compensated employees, or employees in protected categories) before the delivery meeting.
- **Prior feedback evidence file:** Compile all previous documentation of the performance issue -- emails, meeting notes, prior review excerpts, coaching session notes. This file does not go to the employee but is retained in the HR file.
- **Delivery meeting preparation:** The meeting to deliver the PIP should include the manager and an HR representative. Do not deliver a PIP alone as a manager -- the HR presence creates a witness and a neutral party. The meeting should last 45 to 60 minutes. Managers should present the PIP, allow the employee to read it, invite questions, and give the employee time to respond without interrupting.
- **Employee acknowledgment and response rights:** The employee must sign indicating receipt. If they disagree with the contents, they may submit a written rebuttal within 5 business days, which is attached to the PIP in the HR file. Their disagreement does not halt the plan.
- **Refusal to sign:** If an employee refuses to sign, the manager and HR representative sign and date a note stating: "Employee reviewed this document during the meeting on [date] and declined to sign. Reviewed in the presence of [HR Name]." This is legally equivalent for documentation purposes.
- **Check-in log template:** Provide a structured weekly log template for the manager to complete after each check-in -- date, progress summary, employee comments, manager assessment (on track / at risk / not meeting expectations), and next steps. These logs become critical evidence if the PIP results in a termination that is later challenged.
- **Calendar invitations:** Before the employee leaves the delivery meeting, schedule all formal check-in dates, the midpoint review date, and the final review date. Ambiguity about the schedule creates procedural challenges later.

---

## Output Format

```
## Performance Improvement Plan

### Employee Information

| Field                   | Detail                             |
|-------------------------|------------------------------------|
| Employee name           | [Full name]                        |
| Job title               | [Exact title per HR records]       |
| Department              | [Department]                       |
| Location / work arrangement | [Office / remote / hybrid]     |
| Direct manager          | [Name], [Title]                    |
| HR representative       | [Name], [Title]                    |
| PIP initiation date     | [Date]                             |
| PIP end date            | [Date -- 30/60/90 days from start] |
| Review period           | [30 / 60 / 90 days]                |
| Prior feedback dates    | [Date 1], [Date 2]                 |

---

### Purpose

This Performance Improvement Plan has been prepared to formally document specific areas in
which [Employee Name]'s performance does not currently meet the requirements of the
[Job Title] role at [Company Name]. This plan provides [Employee Name] with a structured
path to achieve acceptable performance levels, outlines the support the company will provide,
and states the consequences if improvement targets are not met.

Prior to this PIP, performance concerns were communicated verbally and/or in writing on
[Date 1] and [Date 2]. The deficiencies documented in this plan have persisted following
those communications.

---

### Performance Deficiency 1: [Specific Area -- e.g., Revenue Attainment]

| Aspect                  | Detail                                                    |
|-------------------------|-----------------------------------------------------------|
| Expected standard       | [What the role requires, with source: job description,    |
|                         | stated goal, team standard]                               |
| Current performance     | [Specific data points with dates -- use numbers]          |
| Performance gap         | [Measurable difference between expected and actual]       |
| Comparison baseline     | [Team average, prior period performance, or peer data]    |
| Prior feedback given    | [Dates, medium, and summary of previous conversations]    |

**Improvement target:** [Specific, measurable outcome -- use numbers]
**Evidence source:** [Named system or document: CRM report, project tracker, supervisor review]
**Milestone targets:**
  - By Day [X]: [Intermediate target]
  - By Day [Y] (midpoint): [Midpoint target]
  - By Day [Z] (end of PIP): [Final target]

---

### Performance Deficiency 2: [Specific Area -- e.g., Output Quality]

| Aspect                  | Detail                                                    |
|-------------------------|-----------------------------------------------------------|
| Expected standard       | [What the role requires]                                  |
| Current performance     | [Specific data points with dates]                         |
| Performance gap         | [Measurable difference]                                   |
| Comparison baseline     | [Team or role average]                                    |
| Prior feedback given    | [Dates and summary]                                       |

**Improvement target:** [Specific, measurable outcome]
**Evidence source:** [Named system or document]
**Milestone targets:**
  - By Day [X]: [Intermediate target]
  - By Day [Y] (midpoint): [Midpoint target]
  - By Day [Z] (end of PIP): [Final target]

---

### Performance Deficiency 3: [Specific Area -- if applicable; omit if only 2 deficiencies]

[Same structure as above]

---

### Support and Resources

The company will provide the following support during this PIP period to assist [Employee Name]
in meeting the improvement targets:

| Support Type            | Specific Commitment                        | Owner          | Start Date   |
|-------------------------|--------------------------------------------|----------------|--------------|
| Training                | [Named program, course, or skill session]  | [HR / Manager] | [Date]       |
| Manager check-ins       | [Weekly 60-min PIP check-in, day/time]     | [Manager]      | [Date]       |
| Peer mentoring          | [Named colleague, format, frequency]       | [Manager]      | [Date]       |
| Workload adjustment     | [Specific duties reassigned, if any]       | [Manager]      | [Date]       |
| Tool / access provision | [Specific tool or system access granted]   | [Manager / IT] | [Date]       |
| HR availability         | [Employee may contact HR directly at any   | [HR Rep]       | Ongoing      |
|                         | time during the PIP period]                |                |              |

---

### Check-in and Review Schedule

| Date         | Type                    | Attendees                        | Documentation Required               |
|--------------|-------------------------|----------------------------------|--------------------------------------|
| [Date]       | Week 1 check-in         | Employee + Manager               | Manager completes check-in log       |
| [Date]       | Week 2 check-in         | Employee + Manager               | Manager completes check-in log       |
| [Date]       | Week 3 check-in         | Employee + Manager               | Manager completes check-in log       |
| [Date]       | Midpoint formal review  | Employee + Manager + HR          | Signed midpoint assessment form      |
| [Date]       | Week [X] check-in       | Employee + Manager               | Manager completes check-in log       |
| [Date]       | Week [X+1] check-in     | Employee + Manager               | Manager completes check-in log       |
| [Date]       | Final review            | Employee + Manager + HR          | Signed outcome determination form    |

---

### Outcomes

**Successful completion:** If [Employee Name] meets all improvement targets identified in
this plan by [end date], this PIP will be formally closed. No further action will be taken
based on the deficiencies documented in this plan. Performance will continue to be monitored
under the standard performance management process. A recurrence of the same deficiencies
within 12 months of PIP closure may result in expedited disciplinary review.

**Failure to meet targets:** If [Employee Name] does not meet the improvement targets
outlined in this plan by [end date], this may result in further disciplinary action, up to
and including termination of employment.

**Partial progress:** If improvement is demonstrated in some but not all target areas, the
manager and HR representative will jointly assess progress at the final review and determine
the appropriate next step.

---

### Employee Response

[Employee Name] has the right to submit a written response to this plan within 5 business
days of the initiation meeting. Any written response will be attached to this document and
retained in the employee's HR file. Disagreement with the assessment does not suspend
the improvement plan.

---

### Acknowledgments

This Performance Improvement Plan was reviewed and discussed with [Employee Name] on [date].

Employee name (print): _______________________________
Employee signature: __________________________ Date: ___________
*Signature acknowledges receipt and discussion of this plan. It does not constitute
agreement with the performance assessment.*

Manager name (print): ________________________________
Manager signature: ___________________________ Date: ___________

HR representative name (print): _______________________
HR signature: ________________________________ Date: ___________

---

### Check-in Log (Manager to complete after each session)

**Meeting date:** _______________
**Attendees:** _______________
**Progress status:** [ ] On track  [ ] At risk  [ ] Not meeting expectations

**Progress summary (with data where available):**
[Manager notes]

**Employee comments or concerns:**
[Recorded verbatim where possible]

**Actions or adjustments:**
[Changes to support, clarification of targets, etc.]

**Manager signature:** ________________________ Date: ___________
```

---

## Rules

1. **A PIP must never be the first notice of a performance issue.** If the user cannot identify at least one documented prior conversation where the specific deficiency was named, the AI should recommend a formal written warning or structured coaching conversation first, not a PIP. A PIP without prior notice is indefensible in employment claims and violates procedural fairness in virtually every jurisdiction.

2. **All performance examples in the PIP must include specific dates and data.** Generic language like "frequently misses deadlines" or "often produces low-quality work" has no place in a PIP. Every deficiency statement must contain specific dates, frequencies, or measurable outputs. If the manager cannot produce this data, they need to gather it before drafting the PIP.

3. **Never include more than 3 performance deficiencies in a single PIP.** More than 3 deficiencies signals either that the role is a fundamental mismatch (suggesting the hire decision, not the employee, is the problem) or that the PIP is being constructed to build a paper trail for a termination that has already been decided. In either case, a PIP is not the right tool.

4. **Improvement targets must be below the 80th percentile of peer performance, not at or above the top quartile.** The standard for PIP success is "acceptable performance," not "exceeds expectations." Setting targets that only a high-performer could meet is a pretext red flag that employment lawyers and tribunals identify immediately.

5. **Do not use PIP language for attendance or medical leave patterns without first confirming that HR and legal have reviewed whether accommodation obligations apply.** In most jurisdictions, attendance issues related to disability, chronic illness, pregnancy, or FMLA-protected leave cannot be addressed through a standard PIP without accommodation analysis. The AI should flag this explicitly whenever attendance is listed as a deficiency.

6. **The consequences section must include both the negative outcome and the positive outcome.** A PIP that only states termination consequences but never describes what success looks like communicates to the employee (and to a court) that the outcome is predetermined. Both outcomes must be stated with equal clarity.

7. **Every support commitment in the PIP must be specific, named, and owned.** Vague support language ("increased manager availability") is not enforceable and will be used against the employer if the employee argues they were not given a genuine opportunity to improve. Name the training program, name the person providing coaching, specify the schedule.

8. **Check-in logs must be completed and retained for every session during the PIP period.** The check-in log is not optional documentation -- it is the evidentiary record of the improvement process. If a PIP results in termination and the check-in logs are missing or incomplete, the employer's position becomes significantly weaker in any subsequent legal challenge.

9. **Never grant a PIP extension unless there is documented evidence of partial progress.** An extension granted to an employee showing zero progress undermines the stated consequences, resets the clock for no benefit, and signals to other employees that PIP timelines are not real. Extensions are appropriate only when measurable progress is visible but incomplete due to factors partly outside the employee's control, and only with HR approval.

10. **The AI must always recommend HR pre-approval and HR presence at the delivery meeting, regardless of company size.** This is not optional advice -- it is a baseline procedural requirement for a defensible PIP process. For senior employees, highly compensated employees, employees in protected classes, or employees who have previously raised complaints about the manager or company, the recommendation should escalate to include legal counsel review before delivery.

---

## Edge Cases

### Employee in a Protected Class or Who Has Recently Filed an Internal Complaint

A PIP initiated within 90 days of an employee filing a harassment complaint, disability disclosure, pregnancy announcement, or similar protected activity creates a strong prima facie retaliation claim. Before proceeding, the user must be able to demonstrate that the performance documentation predates the protected activity or is entirely independent of it. The AI should flag this explicitly and strongly recommend that the PIP documentation be reviewed by employment counsel before delivery. In some cases, the appropriate guidance is to pause the PIP process until counsel has assessed the timing and context.

### Sudden Performance Decline in a Previously Strong Employee

A sales rep who was hitting 105% of quota for 6 quarters and is now at 51% is a different situation from a rep who has never hit quota. Before initiating a PIP, the AI should prompt the manager to investigate potential explanations: territory changes, product changes, personal hardship, medical issues, or management style change. The appropriate first step is a direct, private conversation ("I've noticed a significant change in your performance over the past two quarters. Is there something going on that I should know about?"). If the employee discloses a personal hardship or health issue, an accommodation, temporary leave, or a performance conversation -- not a PIP -- may be the appropriate path. If no disclosure is made and the gap continues, the PIP can proceed with the prior conversation documented as the first formal notice.

### Remote or Distributed Employee With Limited Behavioral Observation

All PIP targets for remote employees must be fully output-based. The AI should help the manager convert any behavioral or presence-based criteria into measurable output equivalents before drafting the PIP. "Attend meetings and be engaged" becomes "Submit written meeting summaries for all team meetings within 24 hours, demonstrating understanding of decisions made." "Be responsive to colleagues" becomes "Respond to Slack messages and emails from team members within 2 business hours during working hours." The evidence source for every target must be a system or record the employee themselves can verify -- CRM, project management software, email/Slack logs, deliverable submission records.

### Employee Refuses to Sign the PIP

Employee refusal to sign does not invalidate the PIP or halt the process. The correct procedure is for the manager and HR representative to jointly sign a notation on the document: "Employee reviewed this plan during the initiation meeting on [date]. Employee declined to sign. Reviewed in the presence of [Manager Name] and [HR Name]." The employee should be told verbally and in writing (follow-up email same day) that the plan is in effect regardless of signature. The unsigned document, the signed notation, and the follow-up email all go into the HR file. The AI should provide the follow-up email language as well.

### Manager Has a Poor Relationship With the Employee

When there is documented interpersonal conflict, complaints about the manager, or a history of grievances between the manager and the employee, a PIP managed exclusively by that same manager has significantly reduced legal defensibility. The AI should recommend one of two approaches: (1) HR takes a co-manager role in the PIP process, attending all check-ins and serving as a neutral assessor at the midpoint and final review; or (2) the employee is temporarily transferred to a second manager who will assess performance independently during the PIP period. The second option is more defensible but organizationally complex. The AI should present both options and let the user decide with HR.

### Performance Issue Is Partially Attributable to Manager Failure

If the manager cannot demonstrate that the performance standard was communicated before the PIP, that the employee had the tools and access needed to perform, and that support was offered when performance dropped, the PIP has a fundamental fairness problem. The AI should help the user honestly assess which portion of the performance gap reflects employee failure versus management failure. If the split is significant, the PIP should acknowledge what the organization or manager will do differently, not just what the employee must do. This is both ethically correct and legally important -- employment tribunals look unfavorably on PIPs where organizational failures are entirely attributed to the individual employee.

### PIP Targets Are Met But Performance Regresses Within 90 Days

A PIP closure followed by a rapid return to the same underperformance pattern is a common scenario that many managers are unprepared for. The original PIP should include post-closure language stating that recurrence of the same deficiencies within 12 months of PIP closure may result in expedited disciplinary review, potentially bypassing the PIP process. When a user presents this scenario, the AI should recommend against issuing a second PIP for the same deficiencies. Instead, a formal written warning with a shorter performance review window (30 days) and a clear statement that the next step is termination is generally the appropriate path, subject to HR and legal review.

### Senior Employee or Executive on a PIP

PIPs for director-level and above employees require heightened rigor because the legal and organizational stakes are higher, employment agreements may include specific termination requirements, and the performance criteria for senior roles are often more subjective. The AI should flag that legal counsel should review any PIP for a director or above before delivery. Additionally, the performance standards for senior employees often include organizational impact and leadership effectiveness, which are harder to quantify. Help the user translate these into observable criteria: "Team attrition in direct reports exceeded 40% over 12 months against a department average of 12%" is a defensible senior-level performance indicator. "Is not an effective leader" is not.

---

## Example

**Input:**
"I need to write a PIP for my customer success manager who handles enterprise accounts. Her client retention rate has dropped from 94% to 71% over the past two quarters. She's been leaving escalations unresponded to for 48+ hours, and two major clients have flagged her directly to our VP of Customer Success. I had a call with her about it in March and sent a follow-up email, and we discussed it again in our April review. She hasn't improved. I want to put her on a formal 60-day PIP."

---

**Output:**

## Performance Improvement Plan

### Employee Information

| Field                       | Detail                                                      |
|-----------------------------|-------------------------------------------------------------|
| Employee name               | [Sarah Chen] -- replace with actual name                    |
| Job title                   | Customer Success Manager                                     |
| Department                  | Customer Success                                             |
| Location / work arrangement | [Complete before delivery]                                  |
| Direct manager              | [Manager Name], Director of Customer Success                |
| HR representative           | [HR Name], HR Business Partner                              |
| PIP initiation date         | [Date]                                                      |
| PIP end date                | [Date + 60 days]                                            |
| Review period               | 60 days                                                     |
| Prior feedback dates        | March [date] (verbal + follow-up email), April [date] (Q1 review) |

---

### Purpose

This Performance Improvement Plan has been prepared to formally document specific areas in which [Sarah Chen]'s performance does not currently meet the requirements of the Customer Success Manager role at [Company Name]. This plan follows performance feedback conversations on March [date] and April [date], during which the deficiencies described below were communicated directly. Those conversations did not produce the sustained improvement required by the role.

This plan provides [Sarah Chen] with a structured 60-day period to achieve acceptable performance levels, outlines the support the company will provide during this period, and states clearly the outcomes associated with meeting or failing to meet the identified targets.

---

### Performance Deficiency 1: Enterprise Client Retention Rate

| Aspect                | Detail                                                                                              |
|-----------------------|-----------------------------------------------------------------------------------------------------|
| Expected standard     | Customer Success Managers managing enterprise accounts are expected to maintain a minimum net retention rate of 88%, per the Customer Success team standards document (revised January [year]) |
| Current performance   | Q4 [year]: 94% net retention (11 of 12 accounts renewed). Q1 [year]: 83% (10 of 12 accounts renewed). Q2 [year] to date: 71% (7 of 10 renewal-eligible accounts -- 2 accounts churned in April, 1 in May) |
| Performance gap       | Retention has declined 23 percentage points from Q4 to current period. Current rate is 17 points below the 88% minimum standard |
| Comparison baseline   | Team median net retention rate for enterprise CSMs in Q1 and Q2: 91%                               |
| Prior feedback given  | March [date]: Verbal conversation re: account health concerns + follow-up email (attached). April [date]: Discussed in Q1 performance review (review document attached) |

**Improvement target:** Achieve a net retention rate of 88% or higher across the enterprise portfolio by the end of the 60-day PIP period. No additional account churn during the PIP period attributable to delayed response, insufficient escalation management, or lack of proactive engagement.

**Evidence source:** CRM renewal records and churned account documentation, reviewed by manager and VP of Customer Success at midpoint and final review.

**Milestone targets:**
- By Day 20: All at-risk accounts (health score below 6 in CRM) have active retention plans documented in the account record, with at least one touchpoint completed
- By Day 30 (midpoint): No new accounts have moved to churn risk during the PIP period; all previously at-risk accounts show health score improvement or are in active renewal discussion
- By Day 60 (end of PIP): Net retention rate of 88%+ across the portfolio; all renewal-eligible accounts have been contacted and renewal conversations are underway or complete

---

### Performance Deficiency 2: Escalation Response Timeliness

| Aspect                | Detail                                                                                              |
|-----------------------|-----------------------------------------------------------------------------------------------------|
| Expected standard     | Per the Customer Success Escalation Policy (Section 3.2), enterprise account escalations flagged as high or critical priority must receive an initial response within 4 business hours and a resolution plan within 24 business hours |
| Current performance   | Review of the CRM escalation log for the period February 1 -- May [date] shows 11 escalations flagged as high or critical priority across [Sarah Chen]'s accounts. Of those, 7 received initial responses after 24 business hours (ranging from 27 to 61 hours). On two occasions (March 14 -- Acme Corp escalation; April 28 -- Global Dynamics escalation), clients escalated directly to the VP of Customer Success due to non-response |
| Performance gap       | 64% of high/critical escalations missed the 4-hour initial response standard. Two incidents resulted in executive escalation by the client |
| Comparison baseline   | Team average response time for high/critical escalations: 3.1 business hours                       |
| Prior feedback given  | March [date] conversation referenced the Acme Corp escalation specifically; April review noted the pattern of delayed responses |

**Improvement target:** 100% of high and critical priority escalations receive an initial response within 4 business hours and a documented resolution plan within 24 business hours, for the duration of the PIP period. Zero client-initiated executive escalations due to non-response.

**Evidence source:** CRM escalation log, with timestamps of initial client message and first CSM response. Reviewed by manager weekly at PIP check-ins.

**Milestone targets:**
- By Day 14: Compliance rate with 4-hour initial response standard reaches 90% for the two-week period
- By Day 30 (midpoint): 100% compliance with 4-hour initial response standard for the preceding 30-day period, with all resolution plans documented
- By Day 60 (end of PIP): Sustained 100% compliance for the full 60-day PIP period; no client-initiated executive escalations due to response delays

---

### Support and Resources

The company will provide the following support during this PIP period:

| Support Type            | Specific Commitment                                                                       | Owner              | Start Date   |
|-------------------------|-------------------------------------------------------------------------------------------|--------------------|--------------|
| Escalation process training | [Sarah Chen] will complete a structured review session with the Customer Success Operations team covering escalation triage, CRM escalation workflow, and prioritization protocols. Duration: 2 hours, scheduled for [Date] | CS Ops Lead | [Date] |
| Weekly PIP check-in     | 60-minute weekly 1:1 with direct manager, Tuesdays at 10:00 AM, dedicated to PIP progress review. Separate from regular 1:1 | Manager | [Date] |
| Account portfolio review | Joint review of the full enterprise account health dashboard with manager during Weeks 1 and 2 to identify and prioritize at-risk accounts | Manager | [Date] |
| Senior CSM pairing      | [Sarah Chen] will be paired with [Senior CSM Name], the team's enterprise retention specialist, for bi-weekly 30-minute sessions during the PIP period to discuss account strategy on at-risk accounts | Manager | [Date] |
| Temporary admin offload | Quarterly reporting preparation responsibilities (approximately 3 hours/week) will be reassigned to [Colleague Name] for the 60-day PIP period to allow [Sarah Chen] to prioritize client-facing work | Manager | [Date] |
| HR availability         | [Sarah Chen] may contact [HR Name] directly at any time during the PIP period with questions, concerns, or to provide feedback on the process | HR Rep | Ongoing |

---

### Check-in and Review Schedule

| Date    | Type                    | Attendees                              | Documentation Required                                 |
|---------|-------------------------|----------------------------------------|--------------------------------------------------------|
| [Date]  | Week 1 check-in         | [Sarah Chen] + Manager                 | Manager completes check-in log; CRM escalation report reviewed |
| [Date]  | Week 2 check-in         | [Sarah Chen] + Manager                 | Manager completes check-in log; at-risk account plan review |
| [Date]  | Week 3 check-in         | [Sarah Chen] + Manager                 | Manager completes check-in log                         |
| [Date]  | Week 4 -- Midpoint review | [Sarah Chen] + Manager + HR Rep       | Signed midpoint assessment form; CRM retention and escalation data reviewed; written midpoint determination (on track / at risk / not meeting expectations) |
| [Date]  | Week 5 check-in         | [Sarah Chen] + Manager                 | Manager completes check-in log                         |
| [Date]  | Week 6 check-in         | [Sarah Chen] + Manager                 | Manager completes check-in log                         |
| [Date]  | Week 7 check-in         | [Sarah Chen] + Manager                 | Manager completes check-in log                         |
| [Date]  | Week 8 -- Final review  | [Sarah Chen] + Manager + HR Rep + VP CS | Signed outcome determination form; final CRM data pull; written outcome determination |

---

### Outcomes

**Successful completion:** If [Sarah Chen] meets all improvement targets identified in this plan by [end date] -- specifically, a net retention rate of 88% or above, 100% compliance with the 4-hour escalation response standard for the full 60-day period, and zero client-initiated executive escalations due to non-response -- this PIP will be formally closed. No further action will be taken based on the deficiencies documented in this plan. Performance will continue to be monitored under standard performance management. A recurrence of either deficiency within 12 months of PIP closure may result in expedited disciplinary review, which may not include a second PIP process.

**Failure to meet targets:** If [Sarah Chen] does not meet the improvement targets outlined in this plan by [end date], this may result in further disciplinary action, up to and including termination of employment.

**Partial progress:** If improvement is demonstrated in one area but not both, [Manager Name] and [HR Name] will jointly assess progress at the final review and determine the appropriate next step.

---

### Employee Response

[Sarah Chen] has the right to submit a written response to this plan within 5 business days of the initiation meeting on [date]. Any written response will be attached to this document and retained in the employee's HR file. Submission of a written response does not suspend the improvement plan.

---

### Acknowledgments

This Performance Improvement Plan was reviewed and discussed with [Sarah Chen] on [date].

Employee name (print): _______________________________
Employee signature: ___________________________ Date: ___________
*Signature acknowledges receipt and discussion of this plan. It does not constitute agreement with the performance assessment.*

Manager name (print): ________________________________
Manager signature: ___________________________ Date: ___________

HR representative name (print): _______________________
HR signature: ____________________________ Date: ___________

---

**Pre-delivery checklist for manager:**

- [ ] HR has reviewed and approved the PIP document before delivery
- [ ] Prior feedback documentation (March email, April review excerpt) is compiled in the HR file
- [ ] CRM escalation log printout covering February -- May is saved to the HR file as supporting evidence
- [ ] Account health dashboard screenshots showing retention decline are saved to the HR file
- [ ] Senior CSM pairing has been confirmed with [Senior CSM Name]
- [ ] Admin offload arrangement has been confirmed with [Colleague Name] and their manager
- [ ] Escalation training session is scheduled with CS Ops Lead
- [ ] All 8 check-in dates and the final review are calendared and invitations sent
- [ ] HR representative has confirmed availability for midpoint (Week 4) and final (Week 8) reviews
- [ ] VP of Customer Success has confirmed availability for the Week 8 final review
