# ACM Deep Audit — Requirements Traceability

**Audit Date:** 2026-02-16
**Source Requirements:** `.planning/milestones/v21-REQUIREMENTS.md` (21 requirements)
**Solution:** Audit Compliance Manager (ACM) v1.0.0 — consolidation of ALCA + ACV

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## Traceability Matrix

| Req ID | Requirement | Status | Delivered Artifact(s) |
|--------|-------------|--------|-----------------------|
| **MOD-01** | Helper module `.psm1` with 6 functions | ✅ DELIVERED | `scripts/AuditComplianceHelpers.psm1` — Invoke-WithRetry, Get-ManagedIdentityToken, Get-DataverseToken, Invoke-DataverseRequest, Write-DataverseComplianceRecord, Send-ComplianceNotification |
| **MOD-02** | Module manifest (.psd1), MI auth only, zip-packageable | ✅ DELIVERED | `scripts/AuditComplianceHelpers.psd1` — exports match PSM1, MI-only auth |
| **MOD-03** | Pester 5 unit tests for helper module | ✅ DELIVERED | `scripts/AuditComplianceHelpers.Tests.ps1` — 29 test cases |
| **DET-01** | Detection runbook with specified parameters | ✅ DELIVERED | `scripts/Check-AuditLoggingCompliance.ps1` |
| **DET-02** | Detection flow: MI auth, PP+EXO connect, env enum, Purview+Dataverse checks, compliance determination, Dataverse upsert | ✅ DELIVERED | `scripts/Check-AuditLoggingCompliance.ps1` — full pipeline |
| **DET-03** | Detection output: console, per-env status, summary, CSV, optional email | ✅ DELIVERED | `scripts/Check-AuditLoggingCompliance.ps1` + `Send-ComplianceNotification` |
| **REM-01** | Remediation runbook with specified parameters including WhatIf | ✅ DELIVERED | `scripts/Enable-AuditLogging.ps1` — `CmdletBinding(SupportsShouldProcess)` |
| **REM-02** | Remediation flow: MI auth, target determination, tenant Purview enable, org+entity audit (6 entities), validation, Dataverse update | ✅ DELIVERED | `scripts/Enable-AuditLogging.ps1` — org-level + entity-level for 6 entities |
| **REM-03** | Remediation output: console, per-env status, WhatIf simulation, summary, CSV | ✅ DELIVERED | `scripts/Enable-AuditLogging.ps1` |
| **DVS-01** | `fsi_auditenvironmentcompliance` table with all columns and upsert key | ✅ DELIVERED | `scripts/create_audit_compliance_schema.py` — `fsi_environmentid` alternate key |
| **DVS-02** | Python schema creation script | ✅ DELIVERED | `scripts/create_audit_compliance_schema.py` + `scripts/alca_client.py` |
| **DPL-01** | Deployment guide: Azure Automation setup, MI permissions, shared mailbox | ✅ DELIVERED | `docs/deployment-guide.md` — Phases 1-3 |
| **DPL-02** | Deployment guide: Module import, runbook creation, Runtime 7.2 | ✅ DELIVERED | `docs/deployment-guide.md` — Phases 4-5 |
| **DPL-03** | Scheduling documentation | ✅ DELIVERED | `docs/scheduling-guide.md` |
| **FLW-01** | Power Automate approval flow spec | ✅ DELIVERED | `templates/audit-remediation-approval-flow.json` |
| **FLW-02** | Flow template (JSON) or detailed config guide | ✅ DELIVERED | `templates/audit-remediation-approval-flow.json` + `docs/FLOW_SETUP.md` |
| **TST-01** | 15 test scenarios with setup, expected results, verification | ✅ DELIVERED | `docs/testing-scenarios.md` |
| **TST-02** | Troubleshooting guide: 10 issues with symptoms, causes, resolution | ✅ DELIVERED | Content in `SOLUTION-DOCUMENTATION.md` + `docs/testing-scenarios.md` |
| **FRM-01** | Solutions-index entry with full detail | ✅ DELIVERED | `docs/reference/solutions-index.md` lines 405-441 — ACM entry with components, regulatory alignment, repo link |
| **FRM-02** | Control 1.7 cross-references | ✅ DELIVERED | Control 1.7 lines 169-185 — ACM admonition with capabilities and repo link |
| **FRM-03** | Build validation passes | ✅ DELIVERED | `mkdocs build --strict` passes, `verify_controls.py` 71/71, all links resolve |

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## Summary

| Category | Delivered | Total | Percentage |
|----------|-----------|-------|------------|
| MOD (Helper Module) | 3 | 3 | 100% |
| DET (Detection) | 3 | 3 | 100% |
| REM (Remediation) | 3 | 3 | 100% |
| DVS (Dataverse) | 2 | 2 | 100% |
| DPL (Deployment) | 3 | 3 | 100% |
| FLW (Flows) | 2 | 2 | 100% |
| TST (Testing) | 2 | 2 | 100% |
| FRM (Framework) | 3 | 3 | 100% |
| **TOTAL** | **21** | **21** | **100%** |

## ALCA→ACM Merger Impact

All 21 ALCA requirements remain fully satisfied after the ACM consolidation. ALCA artifacts are co-located with ACV artifacts under `audit-compliance-manager/` with clear origin attribution in the README Components table (each file marked as ACV or ALCA origin).

No requirements were lost, degraded, or partially delivered during the merger.

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*Report: acm-audit-requirements-traceability.md | Generated: 2026-02-16*
